Senior Compliance Lead, North America Assets

wiseNew York, NY

yesterday

Occupations

Compliance Managers Compliance Officers Regulatory Affairs Managers

Industries

Investment Banking and Securities Intermediation Miscellaneous Intermediation Other Activities Related to Credit Intermediation

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About the role

Wise is scaling its Assets offering across North America and seeks a Lead Compliance Manager to provide senior compliance leadership for Wise US Assets Inc. and Wise Assets Canada Inc. The role leads broker-dealer compliance, regulatory engagement, and governance across North America, partnering with Legal, Product, Engineering, Banking, Operations, and Financial Crime teams. You will own 2LoD oversight, licensing, and supervisory controls, while embedding regulatory requirements into product

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JOB OVERVIEW

Experience level

Manager

Location

New York, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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