Remote Senior Licensing & Registration Manager
newedge capital groupBrooklyn, NY
Remote Senior Licensing & Registration Manager
newedge capital groupBrooklyn, NY
yesterday
Occupations
Compliance ManagersSecurities, Commodities, and Financial Services Sales AgentsRegulatory Affairs SpecialistsIndustries
Investment Banking and Securities IntermediationMiscellaneous IntermediationRegulation, Licensing, and Inspection of Miscellaneous Commercial SectorsAbout the role
NewEdge Capital Group is seeking a Licensing & Registration Manager to service all securities, investment adviser, and insurance licensing across NES, NEA, and NEW. The role owns the full registration lifecycle for RRs and IARs with FINRA, the SEC, and state jurisdictions, operating independently in a fast-paced environment.
The position requires extensive experience with FINRA Gateway, IARD, and Form ADV administration, plus strong organizational and communication skills for onboarding and
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JOB OVERVIEW
Experience level
Senior
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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