About the role

NewEdge Capital Group is seeking a Licensing & Registration Manager to service all securities, investment adviser, and insurance licensing across NES, NEA, and NEW. The role owns the full registration lifecycle for RRs and IARs with FINRA, the SEC, and state jurisdictions, operating independently in a fast-paced environment. The position requires extensive experience with FINRA Gateway, IARD, and Form ADV administration, plus strong organizational and communication skills for onboarding and

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JOB OVERVIEW

Experience level

Senior

Location

Brooklyn, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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