Trade Surveillance VP: Market Abuse & Risk Oversight
morgan stanleyDallas, TX
Trade Surveillance VP: Market Abuse & Risk Oversight
morgan stanleyDallas, TX
yesterday
Occupations
Securities, Commodities, and Financial Services Sales AgentsGambling Surveillance Officers and Gambling InvestigatorsCompliance ManagersIndustries
Investment Banking and Securities IntermediationSecurities and Commodity ExchangesPortfolio Management and Investment AdviceAbout the role
Morgan Stanley is seeking an experienced surveillance professional to own market abuse surveillance across assigned products and regions. You will escalate and guide Level 1 analysts and partner with Compliance, Legal, Operations and Technology to strengthen controls and respond to regulatory inquiries. You will work with NASDAQ SMARTS and Trading Hub to design scenarios, assess trading activity, and deliver insight through analytics and presentations.
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JOB OVERVIEW
Experience level
Senior
Location
Dallas, TX
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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