Brokerage Compliance & Client Resolution Specialist
mindlanceKansas City, MO
Brokerage Compliance & Client Resolution Specialist
mindlanceKansas City, MO
yesterday
Occupations
Securities, Commodities, and Financial Services Sales AgentsBrokerage ClerksSales Representatives of Services, Except Advertising, Insurance, Financial Services, and TravelIndustries
Investment Banking and Securities IntermediationMiscellaneous IntermediationOther Activities Related to Credit IntermediationAbout the role
Mindlance in St Louis, MO, is seeking professionals with expertise in brokerage operations and complaint resolution to join a fast-paced financial services team. Responsibilities include managing escalated complaints, resolving client issues, and ensuring compliance with FINRA regulations. The ideal candidate holds an active FINRA Series 7 License and possesses strong analytical, communication, and problem-solving skills. This hybrid role offers flexibility and the possibility of extension or conversion.
Matching similar jobs
JOB OVERVIEW
Experience level
Senior
Location
Kansas City, MO
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
Tired of running searches?
Rank the roles you'd take once, and matches like these arrive on their own.
CREATE PROFILE