About the role

PIMCO Ltd. - Pacific Investment Management Company is seeking a Senior Compliance Officer to lead compliance for distribution, broker-dealer and capital markets activities, including oversight of the compliance program for PIMCO Investments LLC (PI). You will oversee the regulatory framework for broker-dealer operations, FINRA compliance, and related regulatory obligations, partnering with attorneys and business stakeholders to design, implement and monitor an effective compliance program across

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JOB OVERVIEW

Experience level

Lead

Location

New York, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

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