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About the role

Overview: As Vice President, Control, you will build and strengthen risk and control frameworks within the Depositary Receipts team. You will use the Platform control inventory (RCSA) to ensure alignment with policy, SOX, and industry best practices, updating controls after risk events. You will partner with Product, Engineering, Operations, and Corporate teams to keep Pod development aligned with risk standards, and lead root-cause analyses to prevent recurrence. You will drive continuous improvement of control processes and communicate findings to senior management, shaping governance across the function. Compensation / Benefits competitive compensation bonus eligibility 401(k) plan medical, dental, vision insurance paid time off including volunteer time strong culture of excellence
Responsibilities: Develop and implement risk-based control frameworks and continuously refine them Leverage Platform control inventory (RCSA) to ensure regulatory and policy alignment; amend controls after operating risk events Partner with Platform Leadership Team (Product, Engineering, Operations, Corporate) to align Pod work with the Risk and Control Framework Lead root-cause analyses for control failures or near-misses and drive remediation actions Collaborate with stakeholders to identify process improvements and drive control initiatives Escalate control deficiencies and emerging risks to Platform Control Lead and senior stakeholders and drive remediation Execute control testing on high-risk areas to assess design and effectiveness of controls Prepare clear reports and presentations for senior management on control health, trends, and improvements Champion continuous improvement and stay current with industry trends and best practices
Key requirements: Bachelor's degree in Finance, Business Administration, or related field Advanced degree or certification (CPA, CIA) preferred 5-10 years of experience Strong analytical and problem-solving skills with ability to interpret complex data Excellent communication and interpersonal skills for stakeholder engagement Proven ability to manage multiple priorities and meet deadlines analytical thinking clear communication stakeholder engagement risk assessment and management control frameworks (SOX) RCSA and control testing

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JOB OVERVIEW

Experience level

Manager

Location

Brooklyn, NY

Occupation

Treasurers and Controllers

Industry

Commercial Banking

Posted

today

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