Deputy Chief Compliance Officer – Wealth & Brokerage
stonex groupWinter Park, FL
Deputy Chief Compliance Officer – Wealth & Brokerage
stonex groupWinter Park, FL
today
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesAbout the role
StoneX Group Inc. in Winter Park, FL, seeks a Deputy Chief Compliance Officer to lead compliance across broker-dealer and investment advisory operations. You will design, implement, and oversee programs, coordinating reviews and regulatory submissions while guiding a team in a fast-paced, regulated environment. The ideal candidate brings extensive regulatory knowledge, strong communication, and advanced Excel skills.
Matching similar jobs
JOB OVERVIEW
Experience level
Manager
Location
Winter Park, FL
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
today
Tired of running searches?
Rank the roles you'd take once, and matches like these arrive on their own.
CREATE PROFILE