Senior Securities Compliance Lead for Capital Raising
baruponLiberty, TX
Senior Securities Compliance Lead for Capital Raising
baruponLiberty, TX
11 days ago
Occupations
Securities, Commodities, and Financial Services Sales AgentsInvestment Fund ManagersCompliance ManagersIndustries
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceAbout the role
BaRupOn LLC in Liberty, Texas seeks a Securities Compliance Officer to oversee capital-raising compliance, investor disclosures, and securities law adherence across federal, state, and international contexts.
The role requires a deep understanding of Regulation D and private placements, with experience in SPVs and infrastructure finance, plus excellent written communication and risk assessment skills to support ongoing fundraising efforts.
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JOB OVERVIEW
Experience level
Senior
Location
Liberty, TX
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
11 days ago
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