VP, Assistant General Counsel Retirement Compliance

LPL Financial is seeking an experienced attorney to support its retirement and recordkeeping business as Vice President, Assistant General Counsel. The role requires advising on regulatory developments from DOL, IRS, SEC, FINRA and state regulators, and working with business teams to support retirement platforms. The candidate will draft and negotiate contracts, provide compliance analysis, and support omnibus recordkeeping relationships with third-party providers.