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About the role

Raymond James & Associates, Inc. in Saint Petersburg, Florida, seeks a seasoned compliance professional to lead large, cross-functional initiatives and ensure adherence to securities and banking regulations. The role coordinates activities across Compliance, Supervision, Risk, HR and other areas while guiding governance and quality assurance across programs. You will monitor, analyze, and report on associate activities, assist management with controls, and deliver compliant solutions.

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JOB OVERVIEW

Experience level

Lead

Location

St Petersburg, FL

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

3 days ago

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