About the role

iCapital Network seeks a Senior Vice President of ERISA Compliance to lead enterprise-wide ERISA regulatory programs for the firm's registered advisers, CITs, and retirement products. You will partner with Legal, Product, Operations, Finance, and Distribution to design policies, testing, and governance frameworks ensuring fiduciary standards. The role requires 10+ years in investment/retirement compliance, deep ERISA knowledge, and experience with QPAM exemptions.

Matching similar jobs

JOB OVERVIEW

Experience level

Manager

Location

Salt Lake City, UT

Occupation

Compliance Managers

Industry

Pension Funds

Posted

yesterday

Tired of running searches?

Rank the roles you'd take once, and matches like these arrive on their own.

CREATE PROFILE