Director of Compliance & Regulatory Strategy
chardan capital marketsNew York, NY
Director of Compliance & Regulatory Strategy
chardan capital marketsNew York, NY
yesterday
Industries
Investment Banking and Securities IntermediationCommercial BankingMiscellaneous Financial Investment ActivitiesAbout the role
Chardan is an independent global investment bank based in New York City seeking an experienced compliance professional to serve as Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer.
You will help oversee the Firm's broker-dealer and investment adviser compliance programs and provide regulatory guidance across Investment Banking, Capital Markets, Research, Sales & Trading, and other initiatives.
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JOB OVERVIEW
Experience level
Manager
Location
New York, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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