Regulatory and Compliance, AML Onboarding - Associate
partnership employmentWhite Plains, NY
Regulatory and Compliance, AML Onboarding - Associate
partnership employmentWhite Plains, NY
yesterday
Industries
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesAbout the role
Responsibilities:
- Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
- Perform third party reliance testing and monitoring.
- Collaborate across various business lines on new initiatives, providing compliance guidance.
- Conduct AML screening review and dispositions.
- Assist in preparing for and responding to inquiries and audits.
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JOB OVERVIEW
Experience level
Mid
Location
White Plains, NY
Occupation
Compliance Officers
Industry
Portfolio Management and Investment Advice
Posted
yesterday
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