Deputy Chief Compliance Officer: SEC Compliance Leader
algerNew York, NY
Deputy Chief Compliance Officer: SEC Compliance Leader
algerNew York, NY
yesterday
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesAbout the role
Alger seeks a Vice President, Deputy Chief Compliance Officer to lead and oversee the firm’s comprehensive compliance program for three SEC-registered investment advisers. The role reports to the Senior Vice President, Head of Legal & Compliance and partners with investment, trading, operations, marketing and client service teams.
The Deputy CCO will design, implement, and maintain policies under the Advisers Act, conduct annual risk reviews, supervise staff, and liaise with regulators.
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JOB OVERVIEW
Experience level
Manager
Location
New York, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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