About the role

Vanguard is seeking an experienced compliance leader to develop and maintain an effective program for advisory activities, services and products. You will partner with business leaders to ensure regulatory alignment and risk mitigation across the organization. You will lead regulatory visits, exams and investigations, identify corrective actions for complex issues, and serve as a trusted expert on compliance matters. Hybrid work supports collaboration and ongoing learning.

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JOB OVERVIEW

Experience level

Manager

Location

Richland Center, WI

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

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