Hybrid Director, Compliance & Regulatory Affairs
vanguard groupRichland Center, WI
Hybrid Director, Compliance & Regulatory Affairs
vanguard groupRichland Center, WI
2 days ago
Industries
Investment Banking and Securities IntermediationOther Management Consulting ServicesMiscellaneous Financial Investment ActivitiesAbout the role
Vanguard is seeking an experienced compliance leader to develop and maintain an effective program for advisory activities, services and products. You will partner with business leaders to ensure regulatory alignment and risk mitigation across the organization.
You will lead regulatory visits, exams and investigations, identify corrective actions for complex issues, and serve as a trusted expert on compliance matters. Hybrid work supports collaboration and ongoing learning.
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JOB OVERVIEW
Experience level
Manager
Location
Richland Center, WI
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago
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