Compliance Officer
abacus groupAlbany, NY
$100,000 - $200,000APPLY NOW
Compliance Officer
abacus groupAlbany, NY
17 days ago
Industries
Miscellaneous Financial Investment ActivitiesInvestment Banking and Securities IntermediationPortfolio Management and Investment Advice$100,000 - $200,000
APPLY NOWAbout the role
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.
Responsibilities:
- Coordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirements
- Support annual compliance reviews, mock audits, and ongoing updates to compliance policies and procedures
- Maintain compliance manuals, codes of ethics, and regulatory materials in accordance with evolving requirements
- Deliver employee onboarding support and compliance training sessions for new hires
- Administer employee compliance processes, including personal trading reviews, certifications, and pre-clearance requests
- Monitor compliance deadlines and ensure timely completion of regulatory and internal requirements
- Assist with AML/KYC reviews, investor diligence requests, marketing material reviews, and compliance inquiries
- Collaborate with internal teams and external consultants on regulatory filings, audits, and service provider oversight
- Support corporate governance activities, including entity maintenance, renewals, structure documentation, and compliance filings
- Contribute to ESG initiatives, insurance renewals, expert network reviews, and co-investment processes
Requirements:
- Bachelor's degree required 2-5 years of compliance experience at an SEC-registered investment adviser or compliance consulting firm
- Exposure to PE is preferred
- Strong knowledge of the SEC regulatory framework
- Working knowledge of SEC cyber and disaster recovery best practices and various data privacyregulations
- Strong knowledge of UK FCA regulations and filings preferred
- Ability to thrive in a team environment
- Effective communication skills, both written and verbal
- Tagged as: In-Office
Date Posted: Posted on August 3, 2026
Location: New York, NY, USA
Job Title: Compliance Officer
Salary: $100,000 - $200,000
Matching similar jobs
JOB OVERVIEW
Salary
$100,000 - $200,000
Experience level
Senior
Location
Albany, NY
Occupation
Compliance Officers
Industry
Miscellaneous Financial Investment Activities
Posted
17 days ago
Tired of running searches?
Rank the roles you'd take once, and matches like these arrive on their own.
CREATE PROFILE