About the role

The Surveillance Analyst at Osaic will conduct field advisor and product activity-based reviews under the Compliance Manager. You will assess trading activity, alerts, and risk indicators to identify potential violations. Role requires a Bachelor's degree or equivalent experience, 2–3 years in financial securities, and strong MS Excel/Word skills. Hybrid in-office schedule at multiple hubs, with a preference for candidates located near Oakdale MN hub.

Matching similar jobs

JOB OVERVIEW

Experience level

Mid

Location

Oakdale, MN

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

Tired of running searches?

Rank the roles you'd take once, and matches like these arrive on their own.

CREATE PROFILE