Financial Compliance Surveillance Analyst (Hybrid)
osaicOakdale, MN
Financial Compliance Surveillance Analyst (Hybrid)
osaicOakdale, MN
2 days ago
Industries
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceAbout the role
The Surveillance Analyst at Osaic will conduct field advisor and product activity-based reviews under the Compliance Manager. You will assess trading activity, alerts, and risk indicators to identify potential violations. Role requires a Bachelor's degree or equivalent experience, 2–3 years in financial securities, and strong MS Excel/Word skills. Hybrid in-office schedule at multiple hubs, with a preference for candidates located near Oakdale MN hub.
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JOB OVERVIEW
Experience level
Mid
Location
Oakdale, MN
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago
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