Hybrid Regional Supervision Lead – Finance & Compliance
osaicAtlanta, GA
Hybrid Regional Supervision Lead – Finance & Compliance
osaicAtlanta, GA
yesterday
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesAbout the role
Osaic is looking for a Regional Supervision Manager in Atlanta to oversee brokerage and advisory transactions ensuring compliance with firm policies. This role requires working in a hybrid model, with a minimum of 4 days a week in the office.
The ideal candidate will have at least three years of experience in a related role, strong understanding of FINRA regulations, and the necessary securities licenses. Benefits include health, dental, and vision insurance, as well as 401(k) and paid time off.
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JOB OVERVIEW
Experience level
Mid
Location
Atlanta, GA
Occupation
Financial Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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