Senior Compliance Leader, ETFs & Regulatory Risk
prosharesBethesda, MD
Senior Compliance Leader, ETFs & Regulatory Risk
prosharesBethesda, MD
today
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceSecurities and Commodity ExchangesAbout the role
ProShares is seeking a Senior Manager, Compliance to partner with multiple business units and ensure robust regulatory risk management. The role reports to the Chief Compliance Officer and leads the compliance program across the organization, including policy development, advisory support, and training for staff. The position requires extensive experience with SEC, FINRA, CFTC, and major investment-related regulations, plus Series 63/7/24 licenses.
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JOB OVERVIEW
Experience level
Lead
Location
Bethesda, MD
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
today
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