Global Securities & Regulatory Counsel
cascade asset managementKirkland, WA
Global Securities & Regulatory Counsel
cascade asset managementKirkland, WA
yesterday
Occupations
Securities, Commodities, and Financial Services Sales AgentsLawyersLegal Support Workers, All OtherIndustries
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesAbout the role
Cascade Asset Management Company, a private investment firm, seeks a Securities, Trading and Regulatory lawyer to support a global portfolio. You will advise on legal and regulatory issues across investments and transactions, monitor MNPI and governance matters, and collaborate with trading desks and outside counsel to optimize risk management and compliance. The role emphasizes building scalable workflows, modernizing legal processes, and applying AI-enabled tools to improve efficiency in a
Matching similar jobs
JOB OVERVIEW
Experience level
Senior
Location
Kirkland, WA
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Portfolio Management and Investment Advice
Posted
yesterday
Tired of running searches?
Rank the roles you'd take once, and matches like these arrive on their own.
CREATE PROFILE