Senior Compliance Officer
larson maddoxAlpharetta, GA
Senior Compliance Officer
larson maddoxAlpharetta, GA
2 days ago
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesAbout the role
Title: Senior Compliance Analyst
Location: West Palm Beach, FL Company
Summary:
Our client is a growing insurance organization seeking to expand its Risk & Compliance team. The company offers a unique opportunity to join a high-growth environment where employees have broad exposure, direct access to leadership, and the ability to influence the development of key business processes and governance initiatives.
Responsibilities:
- Partner with business leaders across the organization to provide guidance on risk and compliance matters
- Monitor regulatory developments and help assess their impact on company operations, products, and processes
- Coordinate and support regulatory examinations, audits, reviews, and information requests
- Assist in maintaining and strengthening the organization's risk management framework
- Participate in compliance monitoring, testing, and governance activities to ensure adherence to regulatory requirements
- Support risk reporting, risk assessments, and enterprise-wide risk initiatives, including ORSA-related efforts
- Help manage insurance filings, regulatory reporting obligations, and implementation of new requirements
- Develop, update, and maintain policies, procedures, and internal controls
- Contribute to product-related compliance initiatives and cross-functional projects as needed
Qualifications:
- 4-5+ years of experience in insurance compliance, risk management, regulatory affairs, audit, or a related discipline
- Previous experience working within an insurance carrier environment is required
- Knowledge of insurance regulatory frameworks and compliance best practices
- Experience interacting with regulators, supporting examinations, audits, or regulatory reporting processes
- Familiarity with risk assessment methodologies and enterprise risk management concepts
- Ability to work independently and take ownership of projects with minimal supervision
- Strong analytical, communication, and organizational skills
- Life & annuity experience is preferred; candidates from other insurance sectors will also be considered
Benefits:
Annual bonus opportunity Relocation assistance available Company-paid employee healthcare premiums Direct exposure to senior leadership Opportunity to help build and shape a growing risk and compliance function Broad exposure across ERM, compliance, audits, examinations, filings, and governance High-visibility role with meaningful impact on the business
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JOB OVERVIEW
Experience level
Lead
Location
Alpharetta, GA
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago
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