Senior Compliance Analyst

Responsibilities: Oversee annuity product compliance across development, distribution, and administration Prepare and submit product forms, riders, endorsements, and regulatory filings to state departments and the Interstate Insurance Compact Review disclosures, sales materials, and marketing content for regulatory compliance Support annuity suitability and best-interest programs, including producer training and disclosures Monitor and ensure post-sale activities and contract servicing comply with regulations Oversee compliance for registered annuity products aligned with SEC/FINRA requirements Track regulatory developments and advise stakeholders on impact Collaborate with Legal, Product, Operations, Distribution, and Marketing to resolve issues Maintain documentation of compliance decisions and actions Provide guidance to junior staff and support ad hoc compliance projects

Key requirements: Significant experience in insurance compliance, preferably life insurance or annuities Strong knowledge of annuity regulations, product compliance, sales practices, and contract administration Experience preparing and submitting regulatory filings via SERFF Understanding of annuity suitability and best-interest requirements (SEC/FINRA) Experience conducting compliance reviews, risk assessments, monitoring, and regulatory research Knowledge of AML, privacy, data protection, records retention, and producer licensing requirements Strong analytical, organizational, and problem-solving skills Excellent communication and collaboration abilities; able to guide colleagues on complex assignments collaboration communication analytical thinking SERFF regulatory filings and compliance processes regulatory research and monitoring