Hybrid Financial Compliance Surveillance Analyst
advisor groupAtlanta, GA
Hybrid Financial Compliance Surveillance Analyst
advisor groupAtlanta, GA
yesterday
Occupations
Compliance OfficersSecurities, Commodities, and Financial Services Sales AgentsFinancial ExaminersIndustries
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities IntermediationAbout the role
Advisor Group Inc. is seeking a Surveillance Analyst to perform field advisor and product activity reviews, reporting to the Compliance Manager. The role requires analyzing trading activity, reviews of accounts for regulatory issues, and generating trend summaries for internal teams. The ideal candidate has 2–3 years in financial securities, strong MS Office and Excel skills, and knowledge of mutual funds, variable annuities, and other investments.
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JOB OVERVIEW
Experience level
Mid
Location
Atlanta, GA
Occupation
Compliance Officers
Industry
Portfolio Management and Investment Advice
Posted
yesterday
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