Compliance Officer
bravotechDallas, TX
Compliance Officer
bravotechDallas, TX
3 days ago
Industries
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceInvestment Banking and Securities IntermediationAbout the role
Compliance Officer We are seeking a Compliance Officer to support both broker-dealer and Registered Investment Adviser compliance functions. This role will help maintain effective policies and procedures, support regulatory compliance efforts, conduc Compliance Officer, Compliance, Officer, Operations, Broker, Investment, Banking, Staffing
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JOB OVERVIEW
Experience level
Senior
Location
Dallas, TX
Occupation
Compliance Officers
Industry
Miscellaneous Financial Investment Activities
Posted
3 days ago
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