Americas Compliance MD – Broker-Dealer & Marketing
inforcapitalBrooklyn, NY
Americas Compliance MD – Broker-Dealer & Marketing
inforcapitalBrooklyn, NY
yesterday
Industries
Investment Banking and Securities IntermediationMiscellaneous IntermediationMiscellaneous Financial Investment ActivitiesAbout the role
Blue Owl Capital is hiring a Managing Director to lead compliance for its Americas broker-dealer, distribution and global marketing functions. Based in Short Hills, New Jersey, you will oversee regulatory filings, training, and testing, and partner with cross-border teams to maintain global standards.
The role requires 12-15 years of FINRA broker-dealer compliance experience, including marketing and distribution compliance across institutional and private wealth channels, with an active FINRA
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JOB OVERVIEW
Experience level
Manager
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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