Deputy Chief Compliance Officer - Regulatory Leader
ripplingNew York, NY
Deputy Chief Compliance Officer - Regulatory Leader
ripplingNew York, NY
yesterday
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceOther Management Consulting ServicesAbout the role
Alger seeks a highly motivated Vice President, Deputy Chief Compliance Officer to lead the firm's compliance program for three SEC-registered advisers. Reporting to the Senior VP, Head of Legal & Compliance, this role combines strategic oversight with hands-on execution to foster a culture of ethics.
You will design and enforce policies, supervise staff, monitor trading activity, coordinate with investment, trading, operations, marketing and client service teams, and manage SEC examinations.
Matching similar jobs
JOB OVERVIEW
Experience level
Manager
Location
New York, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
Tired of running searches?
Rank the roles you'd take once, and matches like these arrive on their own.
CREATE PROFILE