Financial Services Regulatory and Compliance Associate Mid-Level

Duties: Advise clients on financial services regulatory and compliance matters. Assist with licensing and chartering processes. Conduct legal research and analysis on financial regulations. Draft and review compliance-related documents. Collaborate with team members to provide comprehensive client service.

Requirements: 3-5 years of experience in financial services regulatory and compliance. Knowledge of key financial services laws and regulations. Strong academic background and legal research skills. Admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish preferred. Education Juris Doctor (JD) degree from an accredited law school.

Certifications: Bar admission in the relevant jurisdiction. Skills Excellent legal research, analysis, and writing skills. Strong attention to detail and commitment to client service. Proactive and team-oriented approach.

Benefits: Health insurance with optional HSA. Short and long-term disability insurance. Dental and vision care. Life insurance. Flexible Spending Accounts for healthcare and dependent care. 401K plan. Vacation and sick time. Employee assistance program. Voluntary insurance programs. Commuter and transit programs in certain markets.