Senior Wealth Surveillance & Compliance Analyst

TD Bank in Greenville, SC seeks a Central Supervision Analyst to support FINRA/SEC regulatory oversight for TD Private Client Wealth and related services. You will monitor trades and electronic communications, escalating issues to field supervision and coordinating with operations, compliance and risk teams. The role requires extensive brokerage experience, licenses such as FINRA Series 7/24 (or ability to obtain), and proficiency with surveillance platforms and MS Office.