Senior Director, Investment Adviser Compliance
webullSt Petersburg, FL
Senior Director, Investment Adviser Compliance
webullSt Petersburg, FL
yesterday
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities IntermediationAbout the role
Webull Advisors, a SEC-registered Investment Adviser, seeks a growth-oriented compliance professional in St. Petersburg, FL to lead the design and implementation of the compliance program for robo-advisory and AI-enabled wealth solutions.
You will collaborate with legal, product, operations, and technology to strengthen controls, manage examinations, and handle regulatory submissions, while fostering a culture of proactive compliance across the business.
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JOB OVERVIEW
Experience level
Lead
Location
St Petersburg, FL
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
yesterday
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