Regulatory Compliance Lead - Banking & Derivatives ( Hybrid )
ampcusNew York, NY
Regulatory Compliance Lead - Banking & Derivatives ( Hybrid )
ampcusNew York, NY
today
Industries
Commercial BankingInvestment Banking and Securities IntermediationSavings Institutions and Other Depository Credit IntermediationAbout the role
Ampcus Inc. is seeking an experienced Regulatory Compliance Specialist to serve as the independent second-line resource for U.S. banking operations. You will lead risk assessments, develop plans, and perform compliance testing across SEC and CFTC obligations, including extraterritorial considerations. Ideally, you bring substantial banking or broker-dealer compliance experience and can certify applicable U.S.
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JOB OVERVIEW
Experience level
Senior
Location
New York, NY
Occupation
Compliance Managers
Industry
Commercial Banking
Posted
today
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