Chief Compliance Officer, Investing — FINRA/SEC Leader (Remote)
blockBrooklyn, NY
Chief Compliance Officer, Investing — FINRA/SEC Leader (Remote)
blockBrooklyn, NY
today
Industries
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceAbout the role
Block, Inc. is seeking a Chief Compliance Officer for Cash App Investing to lead and mature the compliance program for FINRA/SEC-regulated investing offerings.
You will report to the Head of Global Regulated Entities and partner across Product, Engineering, Legal, Risk, and Internal Audit to ensure responsible growth and strong regulatory outcomes. The role demands senior leadership in broker-dealer compliance, with emphasis on governance, investigations, and regulatory exams.
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JOB OVERVIEW
Experience level
Director
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
today
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