Director of Trade Surveillance & Financial Crimes
moomooDallas, TX
yesterday
Occupations
Compliance ManagersCompliance OfficersGambling Surveillance Officers and Gambling InvestigatorsIndustries
Miscellaneous IntermediationFinancial Transactions Processing, Reserve, and Clearinghouse ActivitiesInvestment Banking and Securities IntermediationAbout the role
Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead and enhance the firm’s surveillance and AML programs.
You will oversee market abuse surveillance, customer due diligence, regulatory reporting, and governance to support growth and regulatory compliance. You will partner across Compliance, Risk, Operations, Legal, Technology, and Internal Audit to implement improvements, calibrate alerts, and drive data analytics and automation in surveillance and
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JOB OVERVIEW
Experience level
Manager
Location
Dallas, TX
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday
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