About the role

Lead risk-based compliance monitoring and assurance reviews Plan, scope and execute testing across first-line controls Assess regulatory requirements and identify potential issues Provide effective challenge and support risk-based assurance planning Partner with stakeholders across swap/ broker dealer business
Ideal background: 6+ years’ experience in compliance testing/ assurance Based a commutable distance to NYC and does not require sponsorship or visa support to work in the US. Base salary range $180,000 - $200,000.

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JOB OVERVIEW

Salary

$180,000 per year

Experience level

Senior

Location

New York, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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