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Investment Management Associate Attorney

direct counselNew York, NY

today

Occupations

LawyersInvestment Fund ManagersSecurities, Commodities, and Financial Services Sales Agents

Industries

Portfolio Management and Investment AdviceOffices of LawyersMiscellaneous Financial Investment Activities

$260,000 - $390,000 per year

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About the role

Investment Management Associate Attorney
Locations: Denver, Colorado; New York, New York; Washington, DCDirect Counsel is seeking an Investment Management Associate to join the dynamic and nationally recognized Investment Management Group of a premier global law firm. This is an outstanding opportunity for an associate with sophisticated investment management and regulatory experience to work with leading investment advisers, registered funds, and private fund sponsors on complex regulatory, governance, and compliance matters. The practice advises clients across the full spectrum of the investment management industry, including registered investment advisers, registered investment companies, private funds, and alternative investment vehicles.
Responsibilities: Advise investment advisers, registered investment companies, and private fund sponsors on regulatory and compliance matters Counsel clients regarding:
  • The Investment Advisers Act of 1940 Federal securities laws and regulationsSEC registration and exemption issues
  • Governance and compliance obligations
  • Product structure and regulatory strategy
  • Draft and review:
  • Corporate governance documents
  • Fund organizational documents
  • Compliance policies and procedures
  • Advisory agreements and related materials
  • Advise registered alternative asset funds and other SEC-registered investment products
  • Support clients in interactions with the SEC and regulatory agencies
  • Provide strategic guidance regarding evolving regulatory requirements affecting investment management businesses
  • Collaborate with multidisciplinary teams on sophisticated regulatory and transactional matters
Qualifications: J.D. from an accredited law school with strong academic credentials 3-6 years of investment management experience, preferably at an Am Law 100 firm Experience advising:
  • Registered investment advisers
  • Registered investment companies
  • Private fund sponsors
  • Strong understanding of the Investment Advisers Act of 1940 and related securities regulations
  • Experience drafting governance and compliance documentation for registered advisers and funds
  • Regulatory experience with the SEC's Division of Investment Management is a plus
  • Excellent analytical, drafting, and communication skills
  • Collaborative mindset with strong client service orientation
  • Admission to the applicable state bar or eligibility to waive inCompensation & Benefits
Salary range: $260,000 - $390,000, depending on experience and qualifications
Competitive discretionary bonus opportunities Comprehensive medical, dental, vision, life, and disability insurance Industry-leading parental leave and family support benefits 401(k) and Roth 401(k) retirement plans Wellness and mental health resources, including employee assistance and wellness programs Flexible time away and reduced schedule arrangements Paid bar registration and professional association fees Robust mentorship, sponsorship, and career development programs Significant pro bono opportunities and charitable matching initiatives This is an exceptional opportunity for an investment management associate seeking sophisticated regulatory work, direct client engagement, and long-term growth within a collaborative and highly regarded investment management practice.

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JOB OVERVIEW

Salary

$260,000 - $390,000 per year

Experience level

Senior

Location

New York, NY

Occupation

Lawyers

Industry

Portfolio Management and Investment Advice

Posted

today

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