Hybrid Chief Compliance Officer - FinReg Leader (Remote)
caldwell sutter capitalSausalito, CA
yesterday
Industries
Miscellaneous IntermediationInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities$175,000 per year
APPLY NOWAbout the role
A growing financial services firm is seeking a Chief Compliance Officer in Sausalito, CA, to oversee compliance with SEC and FINRA regulations. The ideal candidate will have 5-15+ years of experience and must possess necessary FINRA licenses. This role balances strategic leadership with hands-on execution, offering a competitive compensation package of $175,000 – $325,000+, including benefits. Flexible work arrangements may be available for qualified candidates.
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JOB OVERVIEW
Salary
$175,000 per year
Experience level
Director
Location
Sausalito, CA
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday
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