About the role

Point 72's Compliance Team is seeking an experienced professional to provide real-time coverage for traders, offering clear guidance on trade approvals and conduct. You will lead the design and enhancement of pre-trade and post-trade surveillance, coordinate with legal, risk, operations, finance, technology, and vendors, and drive compliant go-to-market execution. Qualifies with a Juris Doctorate, bar admission, 5+ years in investment-manager compliance, and a proven ability to analyze trading

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JOB OVERVIEW

Experience level

Senior

Location

Hartford, CT

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

8 days ago

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