About the role

Capital Group is seeking a Compliance Lead within our sales literature review team in Legal & Compliance. You will provide compliance oversight and review of marketing materials for retail and institutional investors across ETFs, mutual funds, and other vehicles. You will collaborate with global lawyers and risk professionals to guide decisions in a highly regulated environment. You will stay informed about advertising and sales literature regulatory policies, apply rules to writers, and ensure

Matching similar jobs

JOB OVERVIEW

Experience level

Manager

Location

Brooklyn, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

today

Tired of running searches?

Rank the roles you'd take once, and matches like these arrive on their own.

CREATE PROFILE