Regulatory Attorney / Sr. Compliance Officer
arrow search partnersGlens Falls, NY
Regulatory Attorney / Sr. Compliance Officer
arrow search partnersGlens Falls, NY
yesterday
Industries
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceOffices of LawyersAbout the role
Our client, a global investment firm with a strong focus on credit strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an expanding registered investment adviser business by advising on regulatory compliance, governance, and day-to-day fund operations.
Key Responsibilities:
- Provide legal support on the structuring, formation, and management of private and registered funds.
- Collaborate with the business development team on marketing material review and client requests
- Act as point of contact for external counsel
- Review and negotiate fund documentation
Requirements:
- Juris Doctor
- 3-7 years of legal experience either at a law firm or an in-house role
- Proficiency in credit strategies and vehicles
- Knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 preferred but not required
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JOB OVERVIEW
Experience level
Senior
Location
Glens Falls, NY
Occupation
Compliance Managers
Industry
Miscellaneous Financial Investment Activities
Posted
yesterday
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