Vice President, Fraud Officer, Wealth Custody & Clearing
confidentialDallas, TX
Vice President, Fraud Officer, Wealth Custody & Clearing
Industries
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceTrust, Fiduciary, and Custody ActivitiesAbout the role
Vice President, Fraud Officer, Wealth Custody & Clearing
About the Company:
Expanding provider of investment management, research & trading services Industry
Financial Services Type
Public Company Founded
1792 Employees
10,001+Categories Financial Services
Investment Management
Consulting & Professional Services
B2B
Asset Management
Boston
Finance
Insurance
Publicly Traded
Angel Investment
Banking Specialtiesinvestment management
custodian
etf
financial products
fund accounting
relationship management
research
trading
and investment servicing Business ClassificationsB2BAbout the RoleThe Company is seeking a Vice President, Fraud Officer, to establish, lead, and continuously improve a fraud risk management program for its wealth custody and clearing business. Responsibilities include setting program strategy and governance, conducting fraud risk assessments, defining and testing preventive and detective controls, and developing detection analytics and risk reporting. The role will coordinate responses to fraud incidents, oversee remediation and lessons learned, and set fraud risk expectations for third parties. The Fraud Officer will also assess new products and business changes, support client and vulnerable-investor protection, and advise senior leaders and governance forums. Candidates should have a bachelor’s degree or equivalent relevant experience; an advanced degree is preferred. At least 10 years of relevant experience is required, including meaningful leadership of fraud programs or major workstreams in a regulated financial services environment. Applicants should bring expertise in fraud prevention and detection, risk assessments, control design, analytics, incident response, remediation, and third-party oversight. Strong executive communication, sound judgment, and the ability to influence stakeholders across a complex organization are essential. Experience with risk, case-management, reporting, or data visualization platforms is preferred. Hiring Manager Title
Head of Wealth Custody and Clearing Compliance FunctionsOperations
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JOB OVERVIEW
Experience level
Manager
Location
Dallas, TX
Occupation
Financial Managers
Industry
Miscellaneous Financial Investment Activities
Posted
5 days ago
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