Registered Client Associate

Responsibilities: Provide administrative and operational support to financial advisors and their clients. Assist with account openings, transfers, maintenance, and documentation. Process client requests, transactions, and account updates accurately and efficiently. Respond to client inquiries and provide timely follow-up. Maintain accurate client records and ensure compliance with firm policies and regulatory requirements. Coordinate with internal departments to resolve account-related issues. Support advisors with daily operations and overall client relationship management.

Qualifications: Active Series 7 and Series 63 and Series 65, or Series 66 licenses required. Fluency in English and Spanish required. Previous experience in a registered client associate, client service, or financial services support role preferred. Knowledge of brokerage operations, investment products, and client account procedures. Strong attention to detail, organizational skills, and follow-through. Excellent communication and client service skills.