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Senior Registered Client Associate

leeds professional resourcesHialeah, FL

17 days ago

Occupations

Securities, Commodities, and Financial Services Sales AgentsPersonal Financial AdvisorsBrokerage Clerks

Industries

Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesTrust, Fiduciary, and Custody Activities
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About the role

We are seeking a Sr. Registered Client Associate to join our client's team! As a Senior Registered Client Associate you will play an integral role in the success of the branch. You will assist in administering, marketing and growing client relationships, working closely with our Financial Advisors (“FAs”) to enhance and grow their business. This role requires fluency in English and Spanish.
Responsibilities:
  • Assisting in the delivery and execution of financial plans, supporting branch leadership and covering additional teams and PCAs as needed will be crucial to this position
  • You will also help develop and maintain client relationships by organizing and implementing productivity-based campaigns
  • You may be asked to perform operational responsibilities as well
  • Able to compose effective client correspondence in accordance with established policies and procedures
Initiative - Proactively utilizing available technology and tools to support efficient and effective time management; Able to assist FAs in organizing and implementing productivity-based campaigns; Knowledgeable, in accordance with established policies, of all firm technology necessary to provide quick responses to FA and client inquiries Building Relationships – Connecting with others in a way that fosters trust and creates collaborative relationships; Able to anticipate potential issues and/or problems and alert respective FA and/or Branch Management as necessary
Requirements:
  • High School diploma; Associate’s or Bachelor’s degree preferred
  • Series 7 required
  • Fluency in English and Spanish
  • Able to work effectively in a fast paced, deadline-oriented environment
  • Strong attention to detail
  • Able to work effectively as part of a team
  • High ethical standards

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JOB OVERVIEW

Experience level

Senior

Location

Hialeah, FL

Occupation

Securities, Commodities, and Financial Services Sales Agents

Industry

Portfolio Management and Investment Advice

Posted

17 days ago

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