SEC Reporting - Vice President

Responsibilities: Lead and manage firm-wide SOX workstreams, including risk assessment, scoping, control design, documentation, testing coordination, and remediation Provide SME guidance on business process controls and ITGCs, assessing control dependencies and automated controls Oversee readiness planning, external auditor coordination, evidence standards, and ongoing governance of the SOX program Collaborate with process owners to develop narratives, flowcharts, risk/control matrices, and other control documentation Identify control gaps, design remediation plans, and drive timely resolutions Report to senior management on SOX readiness, testing results, remediation status, and key risks Support accounting, financial reporting, governance, and SEC reporting capabilities across the organization Prepare and review technical accounting memoranda on complex/judgmental matters (BUS, revenue, stock-based compensation, consolidation, etc.) Research new accounting standards and SEC developments; coordinate implementation across stakeholders Maintain accounting policies translating U.S. GAAP and SEC requirements into scalable practices Support financial statement preparation and SEC disclosures as needed Mentor team members to strengthen technical accounting, controls, project management, and executive communication

Key requirements: 8+ years in public accounting, internal controls, financial reporting, or technical accounting CPA license required Experience testing/evaluating internal controls at a public company (business processes and ITGCs) Strong knowledge of U.S. GAAP, SEC reporting, PCAOB standards, and public-company internal controls Ability to research complex accounting matters and produce well-supported memoranda Financial services/fintech/asset management/alternative investments experience preferred Proven ability to lead cross-functional programs and influence senior stakeholders Excellent written and verbal communication skills; able to translate technical matters into concise recommendations Highly organized, detail-oriented, and able to connect execution to business objectives cross-functional collaboration leadership and mentoring strong communication SOX program management internal controls (business process controls and ITGCs) technical accounting (GAAP, GAAS, ASC topics)